Risk Management and Governance


“CBRC concerned over loopholes in the Basel II framework”


“CBRC concerned over loopholes in the Basel II framework”

May 2010

(Part 2 of 2) Conversation with Han Mingzhi, Director General, International Department at the CBRC on concerns over the Basel II framework –prospects of a cyclical crisis in China – the risks of over-expansion- on monitoring Chinese banks’ overseas business – bilateralism with other countries – the risk of the Chinese economy overheating due to over-expansion of banks


“CBRC concerned over loopholes in the Basel II framework”


“CBRC concerned over loopholes in the Basel II framework”

May 2010

Conversation with Han Mingzhi, Director General, International Department at the CBRC on concerns over the Basel II framework –banking regulatory reform- defining capital for banks- the reasons for banks to have adequate capital


“Leadership from the Crisis Years”


“Leadership from the Crisis Years”

April 2010

Sir George Mathewson, former Chairman of Royal Bank of Scotland


“HSBC’s Stephen Green on leadership in the financial services industry”


“HSBC’s Stephen Green on leadership in the financial services industry”

November 2009

(Part 2 of 2) Conversation with Stephen Green, Chairman, HSBC
HSBC board – competencies – size – recruitment – Basel II – pro-cyclicality – liquidity


“Norway’s SWF concerned about too much regulation”


“Norway’s SWF concerned about too much regulation”

November 2009

(Part 1 of 2) Conversation with Yngve Slyngstad, Executive Director, Norges Bank Investment Management, on SWF investments in the financial services industry – the role of Norway’s SWF – moving into less-liquid awssets – corporate governance – concerns for the financial services industry – exposure to the US


“Jane Diplock, chairperson of IOSCO, says that harmonisation in securities regulation is achievable.”


“Jane Diplock, chairperson of IOSCO, says that harmonisation in securities regulation is achievable.”

November 2009

(Part 1 of 3) Conversation with Jane Diplock, Chairperson of New Zealand Securities Commission, Chairperson of IOSCO – IOSCO’s relationship with other regulators – “are some products too complex to sell?” – innovation and consumer protection


“Jane Diplock, chairperson of IOSCO, says that harmonisation in securities regulation is achievable.”


“Jane Diplock, chairperson of IOSCO, says that harmonisation in securities regulation is achievable.”

November 2009

(Part 3 of 3) Conversation with Jane Diplock, Chairperson of New Zealand Securities Commission, Chairperson of IOSCO – a definition of systemic risk – the emergence of a global regulator – regulations and the flow of capital


“Jane Diplock, chairperson of IOSCO, says that harmonisation in securities regulation is achievable.”


“Jane Diplock, chairperson of IOSCO, says that harmonisation in securities regulation is achievable.”

November 2009

(Part 2 of 3) Conversation with Thierry Apoteker, CEO, TAC Financial, on – Can Europe pull back from the Greek abyss, and what needs to be done to do so.